-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q0jdSjHFRaeKpMMdj4h9TfMHbnHXYsC2foizwUC8RBr3W8SUNN60SJZZ4rsvTwSp JRIJbRgyQiK5iGj2Kw5EbQ== 0000950131-97-003670.txt : 19970530 0000950131-97-003670.hdr.sgml : 19970530 ACCESSION NUMBER: 0000950131-97-003670 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970529 SROS: NASD GROUP MEMBERS: J2R CORP GROUP MEMBERS: MARY L. JOHNSON GROUP MEMBERS: ROBERT R. HIBBS GROUP MEMBERS: S.A. JOHNSON GROUP MEMBERS: SCOTT D. RUED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DURA AUTOMOTIVE SYSTEMS INC CENTRAL INDEX KEY: 0001016177 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 382961431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47581 FILM NUMBER: 97615435 BUSINESS ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123322335 MAIL ADDRESS: STREET 1: 4508 IDS CENTER STREET 2: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: J2R CORP CENTRAL INDEX KEY: 0000901767 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 MAIL ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13-G - ----------------------- --------------------- CUSIP NO. 265903 10 4 13G PAGE 1 - ----------------------- --------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.1)/1/ Dura Automotive Systems, Inc. ----------------------------- (Name of Issuer) Class A Common Stock, par value $.01 per share ---------------------------------------------- (Title of Class of Securities) 265903 10 4 ------------ (CUSIP Number) Page 1 - ------------------------------ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- --------------------- CUSIP NO. 265903 10 4 13G PAGE 2 - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 J2R Corporation S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 408,211 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 408,211 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 408,211 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [X] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 265903 10 4 13G PAGE 3 - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.A. Johnson S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 US - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 59,668 (See Item 4) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 408,211 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 59,668 (See Item 4) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 408,211 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 467,879 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [X] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 10.9% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 265903 10 4 13G PAGE 4 - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Mary L. Johnson S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 US - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 9,179 (See Item 4) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 408,211 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 9,179 (See Item 4) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 408,211 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 417,390 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [X] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 265903 10 4 13G PAGE 5 - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Scott D. Rued S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 US - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 25,898 (See Item 4) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 408,211 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 25,898 (See Item 4) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 408,211 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 434,109 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [X] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 10.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 265903 10 4 13G PAGE 6 - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Robert R. Hibbs S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 US - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 22,949 (See Item 4) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 408,211 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 22,949 (See Item 4) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 408,211 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 431,160 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [X] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 10.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a) Name of Issuer: -------------- Dura Automotive Systems, Inc. (the "Company"). Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 4508 IDS Center Minneapolis, Minnesota 55402 Item 2(a) Names of Persons Filing: ----------------------- J2R Corporation S.A. Johnson Mary L. Johnson Scott D. Rued Robert R. Hibbs (Such persons are collectively referred to as the "J2R Reporting Persons.") On February 14, 1997, the J2R Reporting Persons filed a Schedule 13G (the "Original Schedule 13G") jointly with Alkin Co. and certain affiliates (the "Alkin Reporting Persons") and certain members of the Company's management (the "Management Reporting Persons"). The relationships described in Items 2(a) and 4(a) of the Original Schedule 13G among the J2R Reporting Persons, the Alkin Reporting Persons and the Management Reporting Persons remain unchanged. Pursuant to the Joint Filing Agreement, filed as Exhibit I to the Original Schedule 13G, each party thereto is independently responsible for filing timely amendments, and for the accuracy and completeness of the information concerning such person contained therein. This Amendment No. 1 is filed by the J2R Reporting Persons to reflect the correct number of Class B Common Stock shares owned by J2R Corporation, which was inadvertently misstated in the Original Schedule 13G. Current information regarding the other J2R Reporting Persons is also included herein. Item 2(b) Address of Principal Business Office or, if none, Residence: ----------------------------------------------------------- (no changes) Item 2(c) Citizenship: ----------- (no changes) Item 2(d) Title of Class of Securities: ---------------------------- Class A Common Stock, par value $.01 per share. Item 2(e) CUSIP No.: --------- 265903 10 4 Item 3 If this statement is file pursuant to Rules 13d-1(b), or 13d-2(b), ------------------------------------------------------------------ check whether the person filing is a: ------------------------------------ This statement is filed pursuant to Rule 13d-1(c). As such, the listed alternatives are not applicable. -7- Item 4 Ownership: --------- (a) Amount Beneficially Owned: J2R is the direct beneficial owner of the 408,211 shares of Class B Common Stock set forth on the cover page naming J2R as a reporting person (the "J2R Shares"). Messrs. Johnson, Rued and Hibbs and Ms. Johnson are the direct beneficial owners of 59,668, 25,898, 22,949 and 9,179 shares of Class B Common Stock, respectively. This Amendment No. 1 is filed to reflect the correct number of shares of Class B Common Stock directly beneficially owned by J2R, which was inadvertently misstated as 409,291 on the Original Schedule 13G. As officers and/or stockholders of J2R, each of the J2R Reporting Persons who are individuals may be deemed to be a beneficial owner of the J2R Shares. Messrs. Johnson, Rued and Hibbs and Ms. Johnson each expressly disclaims beneficial ownership of the J2R Shares, and the filing of this form shall not constitute an admision that any of such individuals is, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owner of such securities. (b) Percent of Class: (Based on 3,825,756 shares of Class A Common Stock outstanding as of March 21, 1997, plus a certain additional amount which accounts for that respective Reporting Person's shares of Class B Common Stock on a converted basis.) Reference is made hereby to Box 11 (subject to Box 10) of the Cover Page for each respective J2R Reporting Person for purposes of disclosing the percent of the class owned by such Reporting Person. (c) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: (ii) Shares power to direct the vote: (iii) Sole power to dispose of or to direct the disposition of: (iv) Shared power to dispose of or direct the disposition of: Reference is made hereby to Boxes 5,6,7 and 8 (subject to Box 10) of the Cover Page for each respective J2R Reporting Person for purposes of disclosing the number of shares to which such Reporting Person has sole or shared voting or dispositive power. Reference is also made to Items 2(a) and 4(a) of this Schedule and of the Original Schedule 13G for a description of the shares beneficially owned by, and relationships, if any, existing between, the parties. Item 5 Ownership of Five Percent or Less of a Class: -------------------------------------------- If this statement is filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficially owners of more than five percent of the class of securities, check the following [ ]. Item 6 Ownership of More Than Five Percent on Behalf of Another Person: --------------------------------------------------------------- Not applicable -8- Item 7 Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company: ------------------------------------------------------------ Not applicable Item 8 Identification and Classification of Members of the Group: --------------------------------------------------------- Not applicable Item 9 Notice of Dissolution of Group: ------------------------------ Not applicable Item 10 Certification: ------------- Not applicable -9- EXHIBITS AND APPENDICES Exhibit I Joint Filing Agreement among the Reporting Persons pursuant to Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended. -10- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 27, 1997 J2R Corporation /s/ S.A. Johnson By: __________________________________ President Its: __________________________________ -11- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 27, 1997 /s/ S.A. Johnson ______________________________________ S.A. Johnson -12- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 27, 1997 /s/ Mary L. Johnson _______________________________________ Mary L. Johnson -13- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 27, 1997 /s/ Scott D. Rued ______________________________________ Scott D. Rued -14- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 27, 1997 /s/ Robert R. Hibbs _______________________________________ Robert R. Hibbs -15- EXHIBIT I --------- AMENDMENT NO. 1 TO SCHEDULE 13G JOINT FILING AGREEMENT The undersigned and each other person executing this joint filing agreement (this "Agreement") agree as follows: (i) The undersigned and each other person executing this Agreement are individually eligible to use the Schedule 13G to which this Exhibit is attached and such Schedule 13G is filed on behalf of the undersigned and each other person executing this Agreement; and (ii) The undersigned and each other person executing this Agreement are responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this Agreement is responsible for the completeness or accuracy of the information statement concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument. * * * * * Date: May 27, 1997 J2R Corporation /s/ S.A. Johnson By: _____________________________________ President Its: _____________________________________ /s/ S.A. Johnson _____________________________________ S.A. Johnson /s/ Mary L. Johnson _____________________________________ Mary L. Johnson /s/ Scott D. Rued _____________________________________ Scott D. Rued /s/ Robert R. Hibbs _____________________________________ Robert R. Hibbs -16- -----END PRIVACY-ENHANCED MESSAGE-----